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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
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Culture Audit in Financial Services, Roger Miles
- Langue
- Année de publication
- 2021
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- (rigide)
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- Titre
- Culture Audit in Financial Services
- Sous-titre
- Reporting on Behaviour to Conduct Regulators
- Langue
- Anglais
- Auteurs
- Roger Miles
- Éditeur
- Kogan Page
- Publié
- 2021
- Format
- rigide
- Pages
- 448
- ISBN13
- 9781789667776
- Séries
- Mots clés
- Nonfiction, Commerce, Affaires & Gestion
- Évaluation
- 4 sur 5
- Description
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.