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PART I: INTRODUCTION TO THE LAW OF CAPITAL MARKETS IN THE EU.- 1. The Foundations of the Law of Capital Markets in the EU.- 2. Markets, Participants and Financial Instruments.- 3. Supervision and Sanctions.- PARTII: LISTED COMPANIES AND DISCLOSURE OBLIGATIONS.- 4. Prospectus Disclosure Obligations.- 5. Periodic Disclosure Obligations.- 6. Episodic Disclosure Obligations.- 7. Transparency of Ownership Structures.- PART III: INAPPROPRIATE MARKET PRACTICES AND MARKET INTEGRITY.- 8. Insider Dealing.- 9. Market Manipulation.- 10. Short Selling.- PART IV: GATEKEEPERS.- 11. Investment Firms.- 12. Financial Analysts.- 13. Credit Rating Agencies.- 14. Proxy Advisors.
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The Law of Capital Markets in the EU, Konstantinos Sergakis
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- Année de publication
- 2018
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